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Elisse B. Walter
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21	31ST ANNUAL SECURITIES AND EXCHANGE COMMISSION GOVERNMENT-BUSINESS FORUM ON SMALL BUSINESS CAPITAL FORMATION RECORD OF PROCEEDINGS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-11 13:41:38 U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro Public administration Securities and Exchange Commission Elisse B. Walter Naked short selling Christopher Cox Government Financial regulation Corporate crime
22	Orrick Client Alert December 19, 2008 President-Elect Obama Names SEC and CFTC Chairmen and Fed Governor President-elect Barack Obama yesterday announced that Mary L. Schapiro will be the next SEC Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:24:13 Government Mary Schapiro United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Gary Gensler Christopher Cox Daniel Tarullo Elisse B. Walter Commodity Futures Trading Commission Economy of the United States Financial regulation
23	Securities and Exchange Commission Investor Advisory Committee: Minutes of October 5, 2009 Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-04 16:09:32 Equity Fiduciary Regulation S-K U.S. Securities and Exchange Commission Proxy voting Elisse B. Walter Law Government Common law
24	Securities and Exchange Commission Investor Advisory Committee - Minutes of February 22, 2010 meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-25 13:26:04 Fiduciary Elisse B. Walter Law Corporate crime U.S. Securities and Exchange Commission
25	SECbulletinWinterDec2012.indd Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2013-01-07 11:31:32 Business Self-regulatory organizations Registered Investment Advisor Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Broker-dealer Securities regulation in the United States Financial adviser Elisse B. Walter United States securities law Financial economics Finance
26	December 20, 2012 Chairman Elisse B. Walter Commissioner Luis A. Aguilar Commissioner Troy A. Paredes Commissioner Daniel M. Gallagher Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-15 10:28:29 Finance United States Securities and Exchange Commission 73rd United States Congress Stock market Self-regulatory organizations U.S. Securities and Exchange Commission Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial economics United States securities law Investment
27	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-26 11:14:07 Government Crimes Mary Schapiro New York Stock Exchange Elisse B. Walter Fraud Damages Ethics Law Corporate crime U.S. Securities and Exchange Commission
28	Elisse B. Walter Elisse Barbara Walter is Senior Executive Vice President, Regulatory Policy & Programs. In this capacity, she oversees the Departments of Corporate Finance, Advertising Regulation and Investment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-07 11:52:24 Commodity Futures Trading Commission Financial regulation Securities Exchange Act Government Law Elisse B. Walter United States securities law U.S. Securities and Exchange Commission
29	NASD Investor Education Foundation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-30 13:05:09 Business Legal entities Business law Types of business entity United States corporate law Elisse B. Walter Corporation Robert R. Glauber Financial Industry Regulatory Authority Corporations law Law Private law
30	Elisse B. Walter Executive V~cePres~dent Regulatory Pol~cyand Programs June 7,2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-10 16:25:20 Financial regulation Law Government Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Financial Industry Regulatory Authority Notice of electronic filing United States securities law 73rd United States Congress United States Securities and Exchange Commission